Lee’s 20 years of financial services industry experience have focused on asset management, registered investment advisor (RIA) and broker/dealer (BD) formation and management, and capital markets.
Starting in 2000, Lee began his research and asset management career as an analyst at several investment firms, and then a portfolio manager starting in 2007. Areas of investment focus included financial institutions, particularly publicly traded banking companies, income investing, long/short equity investments, and options strategies. Over the last 20 years Lee has also overseen investments in debt securities, securitized assets and investment partnerships that own real estate. Lee has been a FINRA registered securities principal since 2004 and was director of research at a Wall Street investment boutique firm from 2004 through 2008. In 2007 he launched his first long/short investment fund focused on financial services companies. Lee and his team have been responsible for the creation and management of an additional dozen limited partnership or fund strategies since. In 2010, he started his first registered investment advisor and to date has started three additional RIAs, started a broker/dealer and purchased a second, and taken over as the investment advisor for a 1940 Act mutual fund. Lee and his team plan to continue to leverage their existing entities as well as create new ones where necessary to manage current investment strategies as well as bring new ones to market. In founding and managing nearly a dozen financial services entities in his career including RIAs, limited partnerships, general partnerships, and BDs Lee had to learn and be responsible for both high-level tasks such as the formulation of sophisticated investment strategies as well as the mundane, including technology, accounting and financial matters related to these companies. Lee has also been responsible for the cultivation of clients for these businesses including among financial advisors, RIAs, fund-of-funds, banking companies, private companies, and individual investors.
Lee is Currently the Chief Executive Officer of the following investment firms:
Alden Investment Group Founder and Chief Executive Officer 2017 – Present Lee is a founder of the Alden Investment Group and serves as its chief executive officer. As a founder of Alden, Lee was responsible for development of the firm’s asset management and compliance programs as well as managing the operations and financial controls of the company. These activities are based on Lee’s prior experience as a portfolio manager of institutional assets and launching and management of multiple limited partnership products. Operational duties included choosing and implementing the firm’s technology and record keeping systems. Financial duties included designing and managing the firm’s accounting system, P&Ls and financial reporting. As Alden’s business has grown, Lee handed off certain aspects of these activities to focus more attention on business development and asset management activities, although he remains responsible for their overall direction. Bluestone Capital Partners Founder and Chief Executive Officer 2019 – Present Lee is a founder of Bluestone Capital Partners, an SEC Registered Investment Advisor, and serves as its chief executive officer. Bluestone Capital Partners is the advisor to the Bluestone Community Development Fund, a mutual fund focused on investing in Small Business Association Loans to provide capital to small business owners and local communities. Lee also serves as the president of the Bluestone Community Development Fund. Bluestone Capital Partners focuses on investments and solutions to help financial institutions meet their Community Reinvestment Act mandates by opportunistically investing in a wide variety of CRA eligible investments.
- Thomson Reuters Starmine #3 Stock Picker, Commercial Banks — 2006
- Lee was recognized as having generated the third-highest price return based on investment recommendations among eighty-nine analysts following commercial banks in 2006.
The Pennsylvania State University BS Finance — 2000 Securities Licensing FINRA 7, 24, 63, 65, 79, 86, 87 Licenses 2004 – present
Publications & Media
Lee has authored over 500 sell side research reports, notes and earnings reviews as well as several industry reports on the financial services industry. He has been quoted in numerous news stories and his comments have been referenced in published media throughout his career. Lee has made several television appearances to comment on various topics in the investment and financial service industries.View all Team Members