Answers to Your Most Common Questions
Whether you’re an experienced advisor exploring new opportunities or an investor seeking clarity, our FAQ page covers the essentials. Learn more about our services, advisor support, compliance, technology tools, and what sets Alden apart as a partner. We’ve compiled the most frequently asked questions to help you make informed decisions with confidence.
For Clients
We provide complimentary initial financial consultations in most cases. However, in the case that a prospect requests an in-depth analysis that will take many hours to complete, the financial advisor may charge an upfront fee that will be waived if the prospect decides to work with the advisor as a client.
We generally charge an asset-based fee (a small fee based on the percentage of assets the advisor oversees) but other fee arrangements such as flat fees are available.
Our custodians include Charles Schwab, Raymond James, Interactive Brokers and Fidelity. All of our brokerage transactions are cleared through Raymond James & Associates.
Our advisors take a holistic approach to financial planning. We get to know your financial goals and map out a personalized financial plan, including cash flow analysis, client risk analysis, and retirement planning.
Learn more about our financial planning services.
Regardless of your investment portfolio size, we will consult with you to figure out whether our wealth management services are right for you. If we think another advisor would be better suited for your unique needs, we will refer you to a professional that we know and trust.
Alden Investment Group has over 110 representatives with a range of investment advice specialties, including retirement planning, private markets, insurance and benefits solutions, and wealth management.
Our financial advisors and executive officers are spread out across 22 states and districts, including Puerto Rico.
Alden Investment Group is headquartered outside of Philadelphia, Pennsylvania at 37 West Avenue, Suite 301, Wayne, PA 19087.
Yes, Alden Investment Group is registered with the SEC and regulated by FINRA.
Alden Investment Group consists of a broker dealer and registered investment advisor, Alden Securities and Alden Capital Management, independently owned by our partners. This hybrid model gives us the flexibility to conduct many more types of business than wirehouse firms, and act as a fiduciary advisor to our clients.
In 1995, Peter Alden Engelbach founded Alden Investment Group (then named J. Alden Associates) to provide clients with high-quality investments and financial advice. Each executive officer, principal, and advisor at Alden brings years of financial experience and investment acumen to the benefit of each valued client.
For the vast majority of our portfolio, we charge a management fee—a percentage based upon your total assets under our management. We’re happy to share our fee schedule with you in your complimentary consultation.
Because of our unique Registered Investment Advisor and Broker Dealer structure, we have more investment offerings than other financial advisory firms. We offer a wide variety of products and strategies, from many firms, as well as strategies we manage internally for clients. We seek to recommend investments that are in your best interest and are unconstrained in doing so.
For Advisors
Our payouts generally range from 60% to over 85% depending on the amount of revenue each advisor has, the needs they have, and what items the firm is paying for and providing.
We offer a broad suite of technology that advisors need and use every day. From secure email and file storage to compliance and reporting technology to research and trading systems. Our principals and Chief Technology Officer are constantly working to add more security, convenience and broaden our technology platform.
Referrals are a major focus of our private client group. By keeping our total number of advisors down, we are able to generate dozens of meaningful referrals for our advisors in our private client group on a regular basis.
We offer a high level of flexibility and service offerings for our financial advisors. The advisors that thrive at Alden tend to have prior experience servicing clients and know how they work best with them. Advisors interested in joining Alden should value a flexible yet highly compliant investment firm, and be open to learning about how new investment strategies, secure technology and a firm that actually adds value to advisors and clients can help them.
Our robust infrastructure and personnel allow financial advisors to grow their advisory business quicker. Some of the areas of support we offer our clients include compliance, marketing, operations and research. We also offer ongoing help with practice management, referrals and advisor to advisor transitions.